Bray Dohrwardt: Creating a Successful Compliance Program

As a corporate counsel and executive, Bray Dohrwardt knows well the importance of corporate compliance, particularly as an essential aspect of any firm’s day-to-day operations. The process of ensuring the organization is in adherence with applicable ethical, legal and regulatory practices, corporate compliance is key to minimizing company risks, avoiding waste and achieving optimal efficiency throughout its lifespan.

As one with years of experience in the design and implementation of compliance policy and strategy, Bray Dohrwardt understands what it takes to initiate and maintain a successful compliance program. To ensure the program’s ongoing success, the compliance program must:

·         Have stakeholders at the highest level. When company leaders are held and adhere to the same standards of integrity, ethics and compliance as everyone else, employees are far more likely engage in and abide by the same principled behaviors.

Properly manage risk. Building an effective compliance program is centered on the ability to effectively identify, assess and manage risks within the organization. 

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